Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chad? Claim Your ProfileChad Lamont Glessman is a financial advisor who has been working in the industry since 1998. Chad is currently registered with Wells Fargo Clearing Services, LLC and has been working with them since 2011. Chad holds the Series 63, 65, 7, 31 and SIE licenses and specializes in providing financial planning, portfolio management, and investment consulting services. Chad has experience working with individuals, businesses, charitable organizations, and high net worth individuals. Chad has also previously worked with Wells Fargo Investments, LLC, BANC of America Investment Services, Inc., and Dean Witter Reynolds Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
01/03/2011 - Present
Wells Fargo Clearing Services, LLC (HOUSTON TX)
TX
09/04/2003 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (HOUSTON TX)
MA
10/20/1999 - 09/05/2003
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
04/02/1998 - 10/20/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 04/24/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/07/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 04/01/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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