Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chad? Claim Your ProfileChad Spady is a financial professional with over 20 years of experience in the financial services industry. Chad is currently registered with Charles Schwab & CO., Inc. in Nebraska. Chad has previously worked with TD Ameritrade, Inc., TD Ameritrade Clearing, Inc., Edward Jones, MetLife Securities Inc., Metropolitan Life Insurance Company and Edward Jones. Chad is a Series 63, 66, 7, 9, 10, and 24 licensed professional. Chad is also registered as an Investment Advisor Representative in Nebraska. Chad specializes in Financial Planning and the selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
NE
10/04/2022 - Present
Charles Schwab & CO., Inc. (Omaha NE)
NE
07/20/2009 - 04/21/2023
TD AMERITRADE, INC. (OMAHA NE)
NE
01/02/2015 - 01/21/2016
TD AMERITRADE CLEARING, INC. (OMAHA NE)
WA
06/16/2008 - 06/08/2009
EDWARD JONES (ISSAQUAH WA)
NE
12/01/2004 - 06/12/2008
METLIFE SECURITIES INC. (OMAHA NE)
NE
12/01/2004 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (OMAHA NE)
MO
09/26/2000 - 11/24/2004
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 04/08/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/28/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/12/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/07/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/01/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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