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Chad Justin wayne Williams

DFA Securities LLC

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About Chad Justin wayne Williams

Chad Williams is a financial professional with over 20 years of experience in the industry. Currently, Chad is registered with DFA Securities LLC and is located in Charlotte, NC. Previously, Chad was registered with ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC., ALPS DISTRIBUTORS, INC., CAPWEST SECURITIES, INC., GWFS EQUITIES, INC., and INVESCO DISTRIBUTORS, INC.

Firm Information

Chad Williams is currently registered with DFA Securities LLC. DFA Securities LLC is a Limited Liability Company formed in April 2009 and is registered in 53 states and with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

237

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Chad Williams’s Registration & Firm History

NC

09/24/2019 - Present

DFA Securities LLC (CHARLOTTE NC)

CO

01/30/2014 - 08/15/2019

ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC. (DENVER CO)

CO

10/07/2009 - 08/15/2019

ALPS DISTRIBUTORS, INC. (DENVER CO)

CO

05/26/2009 - 10/01/2009

CAPWEST SECURITIES, INC. (GREELEY CO)

CO

06/23/2006 - 09/26/2008

GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)

CO

01/23/2004 - 02/07/2006

GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)

TX

10/08/1999 - 12/31/2003

INVESCO DISTRIBUTORS, INC. (HOUSTON TX)

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Licenses & Designations

BC

Issued 12/01/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/04/2017

Series 24 - General Securities Principal Examination

BC

Issued 06/05/2003

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/09/2016

Series 7 - General Securities Representative Examination

BC

Issued 10/07/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Chad Justin wayne Williams.
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