Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chad? Claim Your ProfileChad Justin Sepulvado is a financial advisor at Cambridge Investment Research Advisors, Inc. Chad has been in the financial services industry since 2001. Chad is registered to provide investment advice in Alabama, Arizona, Arkansas, California, Florida, Georgia, Louisiana, Mississippi, Ohio, Oklahoma, Tennessee, Texas, and Virginia. Chad holds Series 6, 7, 24, 66 and SIE securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
AL
01/03/2024 - Present
Cambridge Investment Research Advisors, Inc. (Birmingham AL)
CO
01/06/2006 - 03/29/2023
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)
LA
02/06/2004 - 01/27/2006
ONEAMERICA SECURITIES, INC. (BOSSIER CITY LA)
TX
07/06/2001 - 02/06/2004
PRO-INTEGRITY SECURITIES, INC. (LONGVIEW TX)
AZ
03/27/2001 - 07/09/2001
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
BOTH
Issued 08/01/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/23/2002
Series 24 - General Securities Principal Examination
BC
Issued 04/21/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2002
Series 7 - General Securities Representative Examination
BC
Issued 03/26/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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