Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chad? Claim Your ProfileChad Nichter is a financial advisor with over 12 years of experience in the industry. Chad is currently registered with Newedge Advisors, LLC. in Indiana and Nevada. Chad has previously held positions at LPL Financial LLC, Sanctuary Securities, Inc. and Wells Fargo Clearing Services, LLC. Chad holds several licenses including Series 6, 7, 9, 10, 63 and 66. Chad is also a registered Investment Advisor. Chad specializes in providing financial advice to individuals, high-net-worth individuals, corporations, pension and profit-sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IN
09/18/2024 - Present
Newedge Advisors (Noblesville IN)
IN
03/07/2022 - 08/29/2024
LPL FINANCIAL LLC (NOBLESVILLE IN)
IN
04/08/2021 - 02/07/2022
SANCTUARY SECURITIES, INC. (INDIANAPOLIS IN)
CA
08/28/2017 - 04/15/2021
WELLS FARGO CLEARING SERVICES, LLC (SAN DIEGO CA)
MD
05/06/2011 - 12/27/2016
FORESTERS FINANCIAL SERVICES, INC. (SILVER SPRING MD)
BOTH
Issued 01/30/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/08/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/18/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/18/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2017
Series 7 - General Securities Representative Examination
BC
Issued 05/05/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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