Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chad? Claim Your ProfileChad Joseph David is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Chad David has been a registered representative since August 1991. Chad David is also a registered Investment Advisor Representative in Louisiana and Texas. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc. Chad David was affiliated with UBS Financial Services Inc.. Chad David holds Series 7, 31 and 63 securities licenses as well as Series 65 investment advisor license. Chad David is affiliated with Merrill Lynch, Pierce, Fenner & Smith Inc.'s Baton Rouge, Louisiana branch office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
LA
06/18/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BATON ROUGE LA)
LA
11/06/2008 - 06/29/2015
UBS FINANCIAL SERVICES INC. (BATON ROUGE LA)
LA
08/12/1991 - 11/07/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BATON ROUGE LA)
IA
Issued 09/06/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/17/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 08/07/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Chad David is the right advisor for you? Invested Better is here to help.
