Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chad? Claim Your ProfileChad Komar is an active investment advisor representative at UBS Financial Services Inc. with over 15 years of experience in the financial industry. Chad previously worked for LPL Financial LLC, Robert W. Baird & Co. Incorporated, Gardner Rich, L.L.C. and Finacorp Securities. Chad is registered with the state of Wisconsin and has a variety of licenses and registrations, including the Series 7, 24, 55, 57TO and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
04/24/2020 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
SC
07/23/2013 - 04/13/2020
LPL FINANCIAL LLC (FORT MILL SC)
WI
09/05/2007 - 07/17/2013
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IL
05/04/2007 - 09/10/2007
GARDNER RICH, L.L.C. (CHICAGO IL)
IL
10/31/2006 - 12/31/2006
FINACORP SECURITIES (CHICAGO IL)
BC
Issued 12/18/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/11/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/30/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Chad Komar is the right advisor for you? Invested Better is here to help.
