Unclaimed
Chad Grosam is a financial professional with over 20 years of experience in the financial services industry. Chad holds the Series 27, Series 99TO and SIE licenses. He currently works at Group One Trading, LP, where he has been employed since 2003. Chad has previously held positions at Osprey Trading LLC, Set Trading Partners, LLC, Share King, LLC and Bayside Financial, LLC. Chad has been active in the industry since 2002.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
03/31/2003 - Present
Group ONE Trading, LP (Chicago IL)
IL
09/15/2014 - 01/28/2015
OSPREY TRADING LLC (CHICAGO IL)
IL
05/14/2012 - 06/03/2013
SET TRADING PARTNERS, LLC (CHICAGO IL)
CA
09/05/2002 - 01/14/2004
SHARE KING, LLC (SAN FRANCISCO CA)
CA
04/01/2002 - 10/27/2003
BAYSIDE FINANCIAL, LLC (WALNUT CREEK CA)
BC
Issued 03/19/2002
Series 27 - Financial and Operations Principal Examination
BC
Issued 07/17/2024
Series 99TO - Operations Professional Examination
BC
Issued 07/17/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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