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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chad? Claim Your ProfileChad Harris is a financial advisor who has been working in the industry since 2011. Chad is currently registered with Davenport & Co. LLC, which provides investment advisory services to individuals and institutions. Previously, Chad worked at MML Investors Services, LLC. Chad is a Series 6, 7, 10, 24, 52, 53, 63, 65, and 66 licensed individual and is active in both broker-dealer and investment advisory capacities in Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
12b-1 fees and/or shareholder servicing fees
1
2
VA
12/02/2021 - Present
Davenport & Co. LLC (RICHMOND VA)
VA
11/04/2015 - 05/28/2019
DAVENPORT & COMPANY LLC (RICHMOND VA)
VA
11/04/2011 - 11/09/2015
MML INVESTORS SERVICES, LLC (GLEN ALLEN VA)
BOTH
Issued 12/01/2021
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/03/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/08/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/22/2022
Series 24 - General Securities Principal Examination
BC
Issued 01/20/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/14/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/31/2014
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2014
Series 52 - Municipal Securities Representative Examination
BC
Issued 04/11/2013
Series 7 - General Securities Representative Examination
BC
Issued 11/03/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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