Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chad? Claim Your ProfileChad Harding is a financial professional with over 15 years of experience in the industry. Chad is currently registered with Finalis Securities LLC and holds the Series 7, 63, and SIE licenses. Chad has experience working with various firms, including BA Securities, LLC, Arbor Advisors, LLC, Barclays Capital Inc., and Lehman Brothers Inc. Chad's previous roles have given him a wide range of experience in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/10/2023 - Present
Finalis Securities LLC (New York NY)
PA
02/25/2017 - 01/03/2023
BA SECURITIES, LLC (W. CONSHOHOCKEN PA)
UT
03/18/2014 - 02/18/2015
ARBOR ADVISORS, LLC (SALT LAKE CITY UT)
CA
09/22/2008 - 02/26/2013
BARCLAYS CAPITAL INC. (MENLO PARK CA)
NY
10/12/2004 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 07/08/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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