Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chad? Claim Your ProfileChad Gailen Heidzig is a registered representative with Axos Invest, Inc. in Las Vegas, NV. Chad has been in the financial industry since 1998. Chad is a registered investment advisor in Nevada and Nebraska. Chad is also a registered principal. Chad holds several securities licenses, including Series 7, 63, 66, 9, 10, 24, 52TO, 53, and 99TO. Chad has previously worked at Mutual of Omaha Investor Services, Inc., Legent Clearing, Charles Schwab & Co., Inc., Ameritrade, Inc., Datek Online Financial Services LLC, Ameritrade, American Express Financial Advisors Inc., and IDS Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NV
02/11/2020 - Present
Axos Invest, Inc. (LAS VEGAS NV)
NE
08/03/2011 - 12/26/2019
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)
NE
03/31/2008 - 06/10/2011
LEGENT CLEARING (OMAHA NE)
CO
10/02/2006 - 03/24/2008
CHARLES SCHWAB & CO., INC. (ENGLEWOOD CO)
NE
12/06/2000 - 07/27/2005
AMERITRADE, INC. (OMAHA NE)
NJ
09/11/2002 - 10/25/2002
DATEK ONLINE FINANCIAL SERVICES LLC (JERSEY CITY NJ)
NE
04/15/1998 - 12/31/2001
AMERITRADE (BELLEVUE NE)
MN
07/08/1997 - 04/09/1998
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/08/1997 - 04/09/1998
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 06/13/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/12/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/10/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/10/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/21/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/09/2000
Series 4 - Registered Options Principal Examination
BC
Issued 10/11/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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