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Chad Franklin Ritchie

Wells Fargo Securities, LLC

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About Chad Franklin Ritchie

Chad Ritchie is a financial advisor with Wells Fargo Securities, LLC. Chad has been in the securities industry since March 3, 2004 and has been registered with Wells Fargo Securities, LLC since August 7, 2018. Chad has a Series 7, Series 63, and Series 99TO licenses and has worked for Citigroup Global Markets Inc. and UBS Securities LLC. Chad is registered in 53 states and the District of Columbia.

Firm Information

Chad Ritchie is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Chad Ritchie’s Registration & Firm History

NC

08/07/2018 - Present

Wells Fargo Securities, LLC (CHARLOTTE NC)

NY

08/03/2010 - 08/20/2018

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

CT

02/12/2004 - 07/12/2010

UBS SECURITIES LLC (STAMFORD CT)

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Licenses & Designations

BC

Issued 12/04/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/11/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Chad Franklin Ritchie.
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