Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chad? Claim Your ProfileChad Manning is a financial advisor with Wells Fargo Clearing Services, LLC in FRISCO, TX. Chad has been in the financial industry since 1998. Chad is a registered representative and investment advisor representative in Texas. Chad has passed the Series 3, 6, 7, 9, 10, 63, and 65 exams. Previous employers include Morgan Stanley, UBS Financial Services Inc., Chase Investment Services Corp., First Tennessee Brokerage, Inc., Banc One Securities Corporation, and Comerica Securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
05/20/2016 - Present
Wells Fargo Clearing Services, LLC (FRISCO TX)
TX
12/11/2009 - 06/16/2016
MORGAN STANLEY (DALLAS TX)
TX
06/14/2001 - 12/15/2009
UBS FINANCIAL SERVICES INC. (DALLAS TX)
IL
09/19/2000 - 06/18/2001
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
TN
01/21/2000 - 09/01/2000
FIRST TENNESSEE BROKERAGE, INC. (MEMPHIS TN)
IL
04/29/1999 - 02/01/2000
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
MI
04/08/1999 - 04/29/1999
COMERICA SECURITIES (DETROIT MI)
IL
05/06/1998 - 02/05/1999
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NJ
04/09/1996 - 05/29/1996
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 04/25/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/09/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/19/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/10/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/07/2019
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/2001
Series 7 - General Securities Representative Examination
BC
Issued 04/08/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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