Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chad? Claim Your ProfileChad Stalder is a financial advisor registered with Wells Fargo Clearing Services, LLC. Chad has been working in the financial services industry since 2002. Chad is also a Certified Financial Planner. Chad is registered with the Securities and Exchange Commission as an Investment Advisor Representative. Chad is a member of the Financial Industry Regulatory Authority (FINRA). Chad has experience with a variety of financial products and services, including stocks, bonds, mutual funds, and annuities. Chad's previous firms include UBS Financial Services Inc., Morgan Stanley, Citigroup Global Markets Inc., Ameriprise Financial Services, Inc. and IDS Life Insurance Company. Chad is a resident of Tacoma, Washington. Chad provides financial planning and investment management services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
05/28/2020 - Present
Wells Fargo Clearing Services, LLC (TACOMA WA)
WA
12/14/2012 - 06/08/2020
UBS FINANCIAL SERVICES INC. (TACOMA WA)
WA
06/01/2009 - 01/09/2013
MORGAN STANLEY (FEDERAL WAY WA)
WA
09/16/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (FEDERAL WAY WA)
MN
10/30/2002 - 09/26/2005
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
10/30/2002 - 09/26/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 11/05/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Chad Stalder is the right advisor for you? Invested Better is here to help.
