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Chad Eugene Copley

Northwestern Mutual Investment Services, LLC

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About Chad Eugene Copley

Chad Eugene Copley is a registered investment advisor representative with Northwestern Mutual Investment Services, LLC. Chad has been in the financial services industry since 2004. Chad is licensed to provide investment advisory services in Iowa and has successfully completed the Uniform Investment Adviser Law Examination. Chad is also registered in several states including Alabama, Arizona, Colorado, Florida, Illinois, Indiana, Iowa, Michigan, Minnesota, Missouri, Nebraska, New Mexico, Texas, and Wisconsin.

Firm Information

Chad Copley is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

406 Main St Ste 101

AMES, IA 50010

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Chad Copley’s Registration & Firm History

IA

10/28/2011 - Present

Northwestern Mutual Investment Services, LLC (AMES IA)

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Licenses & Designations

IA

Issued 10/27/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/30/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/27/2007

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 2/6/2017

Series 7 - General Securities Representative Examination

BC

Issued 12/23/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Chad Eugene Copley.
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