Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chad? Claim Your ProfileChad Eric Mickelson is a financial advisor who has been in the industry since 2001. Chad is currently registered with Wells Fargo Clearing Services, LLC. Chad also previously worked at A. G. EDWARDS & SONS, INC. Chad is registered with the states of Alabama, Arizona, California, Colorado, Connecticut, Florida, Georgia, Hawaii, Illinois, Kentucky, Maryland, Michigan, Minnesota, Missouri, Montana, Nebraska, Nevada, New York, North Carolina, Ohio, Oregon, South Carolina, South Dakota, Tennessee, Texas, Virginia, Washington, and Wisconsin. Chad holds the Series 7, Series 10, Series 9, Series 31, Series 63, Series 66, and SIE licenses. Chad is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WI
01/01/2008 - Present
Wells Fargo Clearing Services, LLC (EAU CLAIRE WI)
WI
10/10/2001 - 01/03/2008
A. G. EDWARDS & SONS, INC. (EAU CLAIRE WI)
BOTH
Issued 06/16/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/19/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/23/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/21/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 09/24/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Chad Mickelson is the right advisor for you? Invested Better is here to help.
