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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chad? Claim Your ProfileChad Cartier is a financial advisor in Cheshire, Connecticut with over 15 years of experience. Chad Cartier is a registered representative of Cetera Investment Advisers LLC and an Investment Advisor Representative of Cetera Investment Advisers LLC. Chad Cartier has also been registered with Ameritas Investment Corp. Chad Cartier holds Series 6, 62, 63, and 65 licenses along with the SIE. Chad Cartier's firm is headquartered in Schaumburg, Illinois and has approximately $104 billion in assets under management. The firm provides financial planning, pension consulting, and portfolio management services to individuals, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
03/23/2017 - Present
Cetera Investment Advisers LLC (CHESHIRE CT)
CT
02/01/2011 - 03/23/2017
AMERITAS INVESTMENT CORP. (MERIDEN CT)
CT
01/29/2008 - 09/02/2010
MML INVESTORS SERVICES, INC. (HAMDEN CT)
CT
09/24/2007 - 01/30/2008
METLIFE SECURITIES INC. (WETHERSFIELD CT)
IA
Issued 4/21/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/7/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/2/2015
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 9/21/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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