Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chad? Claim Your ProfileChad Henry is a financial advisor with over 20 years of experience in the industry. Chad is registered with UBS Financial Services Inc. and holds the Series 7, 9, 10, 63 and 65 licenses. He also holds the Certified Financial Planner designation. Prior to joining UBS, Chad was a financial advisor at Raymond James Financial Services, Inc. and Sigma Financial Corporation. He has experience working with individuals, families, businesses and institutions. Chad is dedicated to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
IL
06/28/2021 - Present
UBS Financial Services Inc. (OAKBROOK TERRACE IL)
IL
04/15/2016 - 02/25/2021
RAYMOND JAMES FINANCIAL SERVICES, INC. (Saint Charles IL)
IL
06/15/2011 - 04/15/2016
SIGMA FINANCIAL CORPORATION (Sycamore IL)
IL
11/07/2008 - 05/26/2011
ROBERT W. BAIRD & CO. INCORPORATED (ROCKFORD IL)
IL
08/26/2005 - 11/10/2008
H&R BLOCK FINANCIAL ADVISORS, INC. (ST. CHARLES IL)
MO
07/09/2002 - 08/31/2005
EDWARD JONES (ST. LOUIS MO)
IA
Issued 01/05/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/11/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/14/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/25/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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