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Chad Donovan Seiler

Intercoastal Capital Markets, Inc.

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About Chad Donovan Seiler

Chad Donovan Seiler is a financial advisor with Intercoastal Capital Markets, Inc. Chad has over 25 years of experience in the financial services industry. Chad holds a Series 7, Series 63, Series 66, Series 24 and Series 53 license. Chad is registered in 7 states including Alabama, California, Colorado, Florida, Georgia, New York and Texas. Prior to joining Intercoastal Capital Markets, Inc., Chad was employed at Lawson Financial Corporation, BNY Mellon Capital Markets, LLC, Pershing LLC, UBS Financial Services Inc., UBS Securities LLC, William R. Hough & Co., American Enterprise Investment Services Inc., American Express Financial Advisors Inc. and IDS Life Insurance Company.

Firm Information

Chad Seiler is currently registered with Intercoastal Capital Markets, Inc.. Intercoastal Capital Markets, Inc. is a Corporation that was formed in 1960-07-26. The firm has been approved for operations in 38 states and is registered with the SEC. The firm has a history of regulatory events (9), arbitration disclosures (2), and one bond disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

22

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Chad Seiler’s Registration & Firm History

FL

06/01/2016 - Present

Intercoastal Capital Markets, Inc. (BOCA RATON FL)

AZ

12/17/2013 - 05/26/2016

LAWSON FINANCIAL CORPORATION (PHOENIX AZ)

FL

03/30/2012 - 09/16/2013

BNY MELLON CAPITAL MARKETS, LLC (LAKE MARY FL)

FL

11/02/2007 - 09/16/2013

PERSHING LLC (LAKE MARY FL)

NJ

03/17/2006 - 09/05/2007

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

NY

01/16/2006 - 03/21/2006

UBS SECURITIES LLC (NEW YORK NY)

NJ

12/04/2000 - 01/16/2006

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

FL

04/15/1998 - 10/24/2000

WILLIAM R. HOUGH & CO. (ST. PETERSBURG FL)

MN

01/06/1998 - 04/01/1998

AMERICAN ENTERPRISE INVESTMENT SERVICES INC. (MINNEAPOLIS MN)

MN

10/29/1996 - 04/01/1998

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

10/29/1996 - 04/01/1998

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 06/12/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/03/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/07/2017

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/27/1997

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/28/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Chad Donovan Seiler.
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