Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chad? Claim Your ProfileChad Lemieux is a financial advisor with Fidelity Brokerage Services LLC. Chad has been in the financial services industry for over 13 years and has a broad range of experience in providing investment advice and financial planning services. Chad is registered to provide investment advice in 53 states. He has obtained the Series 7, Series 63, Series 66 and Series 9 licenses. Chad has a strong commitment to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
02/26/2010 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
BOTH
Issued 02/15/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/04/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/25/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/25/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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