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Chad D Stone

Transamerica Financial Advisors, Inc.

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About Chad D Stone

Chad Stone has been in the financial industry since 2012. He is currently registered with Transamerica Financial Advisors, Inc. and has held previous registrations with UBS Financial Services Inc., Wells Fargo Investments, LLC, and Fidelity Brokerage Services LLC. Chad is licensed in several states including Arizona, Nevada, North Carolina, and Utah.

Firm Information

Chad Stone is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Chad Stone’s Registration & Firm History

UT

02/10/2021 - Present

Transamerica Financial Advisors, Inc. (SO. JORDAN UT)

NJ

01/13/2004 - 11/26/2004

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

CA

01/27/2003 - 01/12/2004

WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)

RI

07/25/1996 - 10/28/2002

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

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Licenses & Designations

IA

Issued 02/10/2021

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/11/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/13/2001

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 02/06/2001

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/16/2020

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/08/2020

SIE - Securities Industry Essentials Examination

BC

Issued 08/08/1997

Series 7 - General Securities Representative Examination

BC

Issued 07/23/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Chad D Stone.
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