Unclaimed
Chad Creighton Sweet is a financial advisor with Chertoff Capital, LLC. Chad has been in the securities industry since January 30, 2003. Chad is registered with FINRA and the state of District of Columbia. Chad has passed the Series 63, Series 66, Series 24, SIE, Series 82 and Series 7 exams. Chad is also registered in 17 other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
DC
08/22/2011 - Present
Chertoff Capital, LLC (WASHINGTON DC)
NY
09/03/1997 - 03/24/2006
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 08/18/2017
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 02/14/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/14/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/2018
Series 82 - Limited Representative-Private Securities Offerings
BC
Issued 08/29/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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