Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chad? Claim Your ProfileChad Zawacki is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. Chad has over 20 years of experience in the financial services industry. He is a registered representative in 53 states and has passed numerous securities exams, including the Series 3, 7, 9, 10, 63, and 66. Chad is also a registered Investment Advisor in Minnesota, Texas, and Wisconsin. Chad specializes in providing financial advice to individuals, businesses, and institutions. He is a specialist in offering financial planning, portfolio management, and other investment advisory services to various client types. Chad has worked with Merrill Lynch since 1998.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
01/14/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAINT PAUL MN)
MN
01/15/1998 - 03/16/1998
ASCEND FINANCIAL SERVICES, INC. (ST. PAUL MN)
MN
01/15/1998 - 03/16/1998
C.R.I. SECURITIES, INC. (ST. PAUL MN)
BOTH
Issued 03/15/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/14/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/12/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/15/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/2012
Series 3 - National Commodity Futures Examination
BC
Issued 01/13/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Chad Zawacki is the right advisor for you? Invested Better is here to help.
