Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chad? Claim Your ProfileChad Charles Czerwinski is a financial advisor currently registered with UBS Financial Services Inc. Chad has been in the industry since 2001, and has been with UBS Financial Services Inc. since 2010. Prior to that, Chad was a registered representative with BancNorth Investment Group, Inc. and Webster Investment Services, Inc. Chad holds Series 3, 7, 9, 10, 31, and 66 licenses. Chad is also a member of the board of directors for Hartford Youth Scholars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CT
07/19/2012 - Present
UBS Financial Services Inc. (HARTFORD CT)
CT
05/04/2006 - 08/11/2006
BANCNORTH INVESTMENT GROUP, INC. (NEW BRITAIN CT)
CT
09/16/2005 - 04/27/2006
WEBSTER INVESTMENT SERVICES, INC. (KENSINGTON CT)
NY
05/04/2000 - 08/04/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 05/25/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/03/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/13/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 05/03/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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