Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chad? Claim Your ProfileChad C. Hummel is a registered representative with J.p. Morgan Institutional Investments Inc. Chad has been in the industry since February 23, 2011. Chad is registered with the state of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. Chad has passed the Series 3, Series 7, Series 63, Series 66, and Series 79TO exams. Chad previously worked with BOFA SECURITIES, INC., BLACKROCK INVESTMENTS, LLC, BLACKROCK CAPITAL MARKETS, LLC and LIQUIDNET, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/25/2023 - Present
J.p. Morgan Institutional Investments Inc. (New York NY)
NY
10/08/2021 - 04/18/2023
BOFA SECURITIES, INC. (NEW YORK NY)
NY
02/27/2013 - 08/16/2021
BLACKROCK INVESTMENTS, LLC (NEW YORK NY)
NY
08/13/2012 - 02/27/2013
BLACKROCK CAPITAL MARKETS, LLC (NEW YORK NY)
NY
04/23/2010 - 12/08/2011
LIQUIDNET, INC. (NEW YORK NY)
BOTH
Issued 10/15/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/24/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/02/2024
Series 3 - National Commodity Futures Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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