Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chad? Claim Your ProfileChad Basel is a financial advisor in DES MOINES, IA. Chad has been in the industry since 2002 and is currently registered with Principal Securities, Inc.. Chad also holds a Series 63, Series 65 and Series 24 license. Prior to working at Principal Securities, Inc., Chad was employed at Nationwide Investment Services Corporation, U.S. BANCORP INVESTMENTS, INC., TRANSAMERICA INVESTORS SECURITIES CORPORATION and PRINcor FINANCIAL SERVICES CORPORATION. Chad specializes in working with individuals, high-net-worth individuals, corporations and institutions. Chad also provides financial planning and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IA
12/10/2021 - Present
Principal Securities, Inc. (DES MOINES IA)
OH
10/14/2021 - 12/03/2021
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
IA
09/20/2017 - 10/06/2021
U.S. BANCORP INVESTMENTS, INC. (AMES IA)
IA
11/21/2005 - 11/18/2016
TRANSAMERICA INVESTORS SECURITIES CORPORATION (SIOUX CITY IA)
IA
05/15/2001 - 11/04/2005
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
IA
Issued 03/02/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/15/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/28/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/2004
Series 7 - General Securities Representative Examination
BC
Issued 05/07/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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