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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chad? Claim Your ProfileChad Humphrey is an investment advisor representative at Wealth Enhancement Advisory Services, LLC. Chad Humphrey has over 15 years of experience in the financial services industry. Chad Humphrey holds Series 6, 7, 9, 10, 63 and 65 securities licenses and is also a Certified Financial Planner. Previously Chad Humphrey worked for Raymond James Financial Services, Inc. and LPL Financial Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Erisa 3(38) investment manager
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees received from third party investment advisors
1
2
IL
10/03/2022 - Present
Wealth Enhancement Advisory Services, LLC (NEW LENOX IL)
IL
10/27/2010 - 10/13/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (NEW LENOX IL)
IL
05/21/2009 - 10/18/2010
LPL FINANCIAL CORPORATION (CHICAGO IL)
IL
08/25/2008 - 05/01/2009
VALIC FINANCIAL ADVISORS, INC. (CHICAGO IL)
MA
09/24/2004 - 06/30/2005
MFS FUND DISTRIBUTORS, INC. (BOSTON MA)
BC
Issued 08/26/2008
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/20/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/22/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/05/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2009
Series 7 - General Securities Representative Examination
BC
Issued 08/22/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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