Unclaimed
Chad Grochowski is a financial professional with over 30 years of experience in the securities industry. Chad is currently registered with Craig-Hallum Capital Group LLC in Minneapolis, Minnesota. Previously, Chad was employed by U.S. Bancorp Piper Jaffray Inc. and John G. Kinnard and Company, Incorporated. Chad has passed several industry exams including Series 7, Series 55, Series 57TO, and SIE. Chad is also registered with the state of Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
07/17/2003 - Present
Craig-Hallum Capital Group LLC (MINNEAPOLIS MN)
MN
06/08/1999 - 04/16/2003
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
MN
07/16/1991 - 05/19/1999
JOHN G. KINNARD AND COMPANY, INCORPORATED (MINNEAPOLIS MN)
BC
Issued 08/19/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/15/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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