Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chad? Claim Your ProfileChad Barnes is a financial advisor with Etc Brokerage Services, LLC, a firm headquartered in Dallas, TX. Chad has been in the financial services industry since 2010 and has a strong track record of providing personalized financial guidance to clients. Chad is a Series 7, Series 63, Series 55, Series 99TO and SIE licensed professional. Chad's experience and knowledge make him a valuable resource for individuals and families looking to achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
05/23/2024 - Present
ETC Brokerage Services, LLC (Dallas TX)
TX
07/26/2022 - 05/15/2024
HILLTOP SECURITIES INC. (DALLAS TX)
TX
11/08/2010 - 09/23/2013
SOUTHWEST SECURITIES, INC. (DALLAS TX)
TX
09/16/2005 - 03/16/2009
CAPITAL INSTITUTIONAL SERVICES, INC. (DALLAS TX)
TX
07/30/1999 - 08/26/2005
SOUTHWEST SECURITIES, INC. (DALLAS TX)
BC
Issued 09/15/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/16/2023
Series 99TO - Operations Professional Examination
BC
Issued 07/25/2022
Series 7TO - General Securities Representative Examination
BC
Issued 04/09/2022
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/29/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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