Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chad? Claim Your ProfileChad Caywood is a financial advisor who has been in the industry since 1982. Chad is currently registered with Raymond James & Associates, Inc. in Cottonwood Heights, Utah. Previously, Chad worked at UBS Financial Services Inc. in Salt Lake City, Utah. Chad is licensed to provide investment advice in several states, including Utah, Arizona, California, Idaho, Oklahoma, Texas, Virginia, and Wyoming. Chad holds the Series 3, 5, 63, and 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
UT
02/03/2016 - Present
Raymond James & Associates, Inc. (COTTONWOOD HEIGHTS UT)
UT
10/29/1999 - 02/12/2016
UBS FINANCIAL SERVICES INC. (SALT LAKE CITY UT)
NY
09/05/1996 - 11/09/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
MN
08/11/1986 - 09/20/1996
PIPER JAFFRAY INC. (MINNEAPOLIS MN)
NA
02/01/1985 - 08/29/1986
BOETTCHER & COMPANY, INC.
NA
10/20/1982 - 01/31/1985
DEAN WITTER REYNOLDS INC.
IA
Issued 08/29/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/10/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/1987
Series 3 - National Commodity Futures Examination
BC
Issued 12/11/1982
Series 5 - Interest Rate Options Examination
BC
Issued 10/16/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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