Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chad? Claim Your ProfileChad Wickliffe is a financial advisor with Goldman Sachs & Co. LLC. Chad has been in the industry since 2000 and is currently registered with the firm in both the broker-dealer and investment advisor capacity. Prior to joining Goldman Sachs, Chad has held positions at a number of other firms including RFS PARTNERS, Morgan Stanley Distribution, Inc., Altegris Investments, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Investment Services, Inc., Global Transition Solutions, Inc., Kelmoore Investment Company, Inc., J.P. Morgan Fund Distributors, Inc. and Prudential Securities Incorporated. Chad has a wide range of experience in the financial services industry and is committed to providing clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Execution charges, custody, management fee
1
2
IL
08/23/2021 - Present
Goldman Sachs & Co. LLC (CHICAGO IL)
CT
01/12/2018 - 08/13/2021
RFS PARTNERS (Greenwich CT)
NY
06/26/2014 - 07/04/2017
MORGAN STANLEY DISTRIBUTION, INC. (NEW YORK NY)
CA
01/06/2014 - 05/22/2014
ALTEGRIS INVESTMENTS, INC. (LA JOLLA CA)
NY
05/23/2006 - 08/19/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MA
05/18/2009 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
01/31/2005 - 05/05/2006
GLOBAL TRANSITION SOLUTIONS, INC. (NEW YORK NY)
CA
08/16/2002 - 12/31/2004
KELMOORE INVESTMENT COMPANY, INC. (PALO ALTO CA)
CA
06/04/2001 - 09/02/2001
KELMOORE INVESTMENT COMPANY, INC. (PALO ALTO CA)
MA
07/06/1999 - 05/29/2001
J.P. MORGAN FUND DISTRIBUTORS, INC. (BOSTON MA)
NY
09/03/1998 - 06/03/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 07/09/2009
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/30/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/14/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/24/2014
Series 30 - NFA Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/2014
Series 31 - Futures Managed Funds Examination
BC
Issued 09/02/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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