Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chad? Claim Your ProfileChad Pugh is a financial advisor registered with Cetera Investment Advisers LLC. Chad has been working in the financial industry since 2002. Chad is registered in Arkansas, Louisiana, Mississippi, and Texas. Chad is a Series 66, Series 63, Series 7 and SIE licensed advisor. Chad provides financial planning, portfolio management for businesses and individuals, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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LA
02/07/2024 - Present
Cetera Investment Advisers LLC (NATCHITOCHES LA)
LA
08/30/2022 - 01/31/2024
MML INVESTORS SERVICES, LLC (Alexandria LA)
LA
11/27/2013 - 08/12/2022
CETERA INVESTMENT SERVICES LLC (BROUSSARD LA)
LA
10/08/2012 - 11/15/2013
HANCOCK INVESTMENT SERVICES, INC. (BATON ROUGE LA)
LA
11/30/2009 - 10/10/2012
FBT INVESTMENTS, INC. (BATON ROUGE LA)
LA
05/31/2008 - 11/10/2009
CAPITAL ONE INVESTMENT SERVICES LLC (BATON ROUGE LA)
LA
10/29/2002 - 05/31/2008
CAPITAL ONE INVESTMENTS, LLC (BATON ROUGE LA)
IN
04/26/2002 - 09/16/2002
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
04/26/2002 - 09/16/2002
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
BOTH
Issued 4/22/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 3/8/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/25/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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