Unclaimed
Chad Walton is a financial professional with over 38 years of experience in the financial services industry. Chad is currently registered with Kovack Securities Inc. in Napoleon, OH. He has experience in various financial services sectors. Chad holds a Series 6 and SIE license and is registered in the state of Ohio, Michigan, and Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OH
03/13/2020 - Present
Kovack Securities Inc. (NAPOLEON OH)
OH
12/05/1990 - 03/11/2020
VOYA FINANCIAL ADVISORS, INC. (BOWLING GREEN OH)
MN
03/03/1983 - 12/05/1990
LUTHERAN BROTHERHOOD SECURITIES CORP. (MINNEAPOLIS MN)
BC
Issued 06/27/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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