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Chad Andrew Walton

Kovack Securities Inc.

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About Chad Andrew Walton

Chad Walton is a financial professional with over 38 years of experience in the financial services industry. Chad is currently registered with Kovack Securities Inc. in Napoleon, OH. He has experience in various financial services sectors. Chad holds a Series 6 and SIE license and is registered in the state of Ohio, Michigan, and Florida.

Firm Information

Chad Walton is currently registered with Kovack Securities Inc.. Kovack Securities Inc. is a Corporation formed in 1997 and is approved in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Chad Walton’s Registration & Firm History

OH

03/13/2020 - Present

Kovack Securities Inc. (NAPOLEON OH)

OH

12/05/1990 - 03/11/2020

VOYA FINANCIAL ADVISORS, INC. (BOWLING GREEN OH)

MN

03/03/1983 - 12/05/1990

LUTHERAN BROTHERHOOD SECURITIES CORP. (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 06/27/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/28/1983

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Chad Andrew Walton.
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