Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chad? Claim Your ProfileChad Andrew Pannell is a financial advisor with over 20 years of experience in the industry. Chad currently works for Independent Advisor Alliance, LLC in Charlotte, North Carolina, and has held previous positions with Ameriprise Financial Services, Inc., Wachovia Securities, LLC, Quick & Reilly, Inc., and CSFBDIRECT, INC. Chad offers financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management services for individuals and businesses. Chad has a strong track record of success and is committed to providing his clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
04/15/2016 - Present
Independent Advisor Alliance, LLC (Charlotte NC)
NC
03/02/2009 - 04/15/2016
AMERIPRISE FINANCIAL SERVICES, INC. (CHARLOTTE NC)
NC
01/08/2003 - 03/06/2009
WACHOVIA SECURITIES, LLC (MATTHEWS NC)
NY
11/02/2001 - 01/17/2003
QUICK & REILLY, INC. (NEW YORK NY)
NJ
05/25/2000 - 10/15/2001
CSFBDIRECT, INC. (JERSEY CITY NJ)
IA
Issued 12/09/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/02/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/03/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/14/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/09/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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