Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chad? Claim Your ProfileChad Andrew Brown is an investment advisor representative who has been in the financial services industry since 2000. Chad is currently registered with LPL Financial LLC in Ohio, Kentucky and is also registered as an Investment Advisor in Ohio. Chad has previously worked with The O.N. Equity Sales Company, ALLSTATE FINANCIAL SERVICES, LLC and NATIONWIDE SECURITIES, INC. Chad has passed the Series 6, 7TO, 63, 65 and SIE exams and is an active registered agent in Ohio. Chad has a strong focus on providing investment advice and financial planning services. Chad's client types include individuals, high-net-worth individuals, corporations and other businesses, pension and profit-sharing plans and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
03/16/2023 - Present
LPL Financial LLC (ASHLAND OH)
OH
08/31/2010 - 12/31/2016
THE O.N. EQUITY SALES COMPANY (ASHLAND OH)
OH
07/20/2007 - 08/31/2010
ALLSTATE FINANCIAL SERVICES, LLC (ASHLAND OH)
OH
07/13/2001 - 06/08/2007
NATIONWIDE SECURITIES, INC. (ASHLAND OH)
OH
10/13/1998 - 12/31/1999
THE O.N. EQUITY SALES COMPANY (CINCINNATI OH)
BC
Issued 08/05/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/09/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/05/2023
Series 7TO - General Securities Representative Examination
BC
Issued 12/31/2016
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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