Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chad? Claim Your ProfileChad Allen Tom is a financial advisor with over 20 years of experience in the industry. Chad has worked with a variety of firms including Raymond James Financial Services, Inc., The Huntington Investment Company and Essex National Securities, Inc. Chad currently works with Independent Advisor Alliance, LLC. Chad specializes in helping high-net-worth individuals and families create and implement financial plans that meet their specific needs. Chad is also experienced in working with charitable organizations, corporations, and pension and profit-sharing plans. Chad is a registered representative with FINRA and a registered investment advisor in several states. Chad is dedicated to providing his clients with personalized service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OH
03/22/2024 - Present
Independent Advisor Alliance, LLC (Zanesville OH)
OH
05/26/2008 - 04/29/2013
THE HUNTINGTON INVESTMENT COMPANY (ZANESVILLE OH)
OH
11/26/2002 - 05/19/2006
RAYMOND JAMES FINANCIAL SERVICES, INC. (ZANESVILLE OH)
LA
10/02/2000 - 12/04/2002
LM FINANCIAL PARTNERS, INC. (NEW ORLEANS LA)
CA
08/12/1998 - 10/02/2000
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
KS
03/13/1998 - 08/19/1998
WADDELL & REED, INC. (OVERLAND PARK KS)
BOTH
Issued 05/23/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/26/2000
Series 7 - General Securities Representative Examination
BC
Issued 03/12/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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