Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chad? Claim Your ProfileChad Allen Taylor is a financial advisor with over 20 years of experience in the industry. Chad is registered with LPL Financial LLC and has been working in the field since 1998. Prior to joining LPL Financial LLC, Chad worked at UBS Financial Services Inc. and Morgan Stanley, among other companies. Chad currently holds the Series 7, Series 10, Series 24 and Series 66 licenses. Chad has extensive experience in providing financial planning services, portfolio management services for individuals and businesses, and consulting services. Chad is a Certified Financial Planner and provides financial advice to a diverse range of clients, including high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
04/27/2021 - Present
LPL Financial LLC (SAN DIEGO CA)
CA
01/11/2013 - 05/13/2021
UBS FINANCIAL SERVICES INC. (SAN DIEGO CA)
CA
06/01/2009 - 02/06/2013
MORGAN STANLEY (SAN DIEGO CA)
CA
08/17/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SAN DIEGO CA)
WA
07/21/2003 - 08/22/2007
SECURITIES AMERICA, INC. (BELLEVUE WA)
NY
04/25/2002 - 07/15/2003
GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)
TN
01/10/2002 - 02/21/2002
JACKSON NATIONAL LIFE DISTRIBUTORS, INC. (FRANKLIN TN)
CA
01/18/2001 - 02/21/2002
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
TN
07/28/2000 - 01/25/2001
JACKSON NATIONAL LIFE DISTRIBUTORS, INC. (FRANKLIN TN)
NY
09/10/1998 - 07/20/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 10/07/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/16/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Chad Taylor is the right advisor for you? Invested Better is here to help.
