Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chad? Claim Your ProfileChad McCullough is a financial advisor at UBS Financial Services Inc. Chad has been a registered representative since 2011 and has experience in securities and investments. Chad has a wide range of certifications and licenses including Series 7, Series 63 and Series 66. Chad is licensed in 28 states. Chad is also active in the community, serving on the board of directors for the Memorial Day Mile, Inc., a non-profit organization that organizes an annual road race in Franklin, Indiana.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
IN
09/17/2015 - Present
UBS Financial Services Inc. (INDIANAPOLIS IN)
IN
07/08/2013 - 07/08/2015
PNC INVESTMENTS (INDIANAPOLIS IN)
IN
12/23/2011 - 05/29/2013
J.P. MORGAN SECURITIES LLC (INDIANAPOLIS IN)
AZ
05/18/2001 - 02/26/2002
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
BOTH
Issued 07/29/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/26/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2011
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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