Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chad? Claim Your ProfileChad Holtz is a financial advisor with over 27 years of experience in the financial services industry. Chad is a CERTIFIED FINANCIAL PLANNER™ professional and holds the Series 7, Series 31, Series 63, and Series 66 licenses. Chad currently works with Wells Fargo Clearing Services, LLC and is registered to provide financial advice in 20 states. Previously, Chad has worked with U.S. BANCORP INVESTMENTS, INC. and PIPER JAFFRAY & CO.. Chad has specialized in providing financial advice to individuals, families, and businesses for over two decades.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
06/16/2022 - Present
Wells Fargo Clearing Services, LLC (ROSEVILLE MN)
MN
07/20/2004 - 06/03/2014
U.S. BANCORP INVESTMENTS, INC. (FOREST LAKE MN)
MN
02/25/2000 - 07/09/2004
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
MN
09/04/1998 - 09/04/2001
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
MN
12/05/1991 - 08/02/1994
LUTHERAN BROTHERHOOD SECURITIES CORP. (MINNEAPOLIS MN)
BOTH
Issued 11/20/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/17/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 11/14/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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