Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chad? Claim Your ProfileChad Alec Cody is a financial advisor with over 15 years of experience in the financial services industry. Chad is registered with First Command Advisory Services, a firm with a focus on providing financial guidance to individuals and families. Chad is a Series 7, 66, 9, 10, 24, 31, 52 and 53 licensed professional and has obtained the SIE exam. Chad has previously worked with TD Ameritrade, Inc., R.W. Smith & Associates, Inc., 1st Global Capital Corp. and Securities America, Inc. First Command Advisory Services manages assets for individuals, high-net-worth individuals, charitable organizations, pension and profit-sharing plans, corporations, and businesses. The firm offers financial planning services as well as portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
10/10/2016 - Present
First Command Advisory Services (FORT WORTH TX)
TX
03/10/2014 - 05/27/2015
NATIONAL FINANCIAL SERVICES LLC (WESTLAKE TX)
TX
03/29/2011 - 05/28/2013
TD AMERITRADE, INC. (FORT WORTH TX)
TX
08/03/2009 - 09/13/2010
R.W. SMITH & ASSOCIATES, INC. (IRVING TX)
TX
03/28/2006 - 07/22/2009
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
TX
10/07/2005 - 03/17/2006
SECURITIES AMERICA, INC. (FORT WORTH TX)
RI
01/23/2004 - 10/05/2005
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
NY
08/14/2002 - 07/25/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 09/11/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/19/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/29/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/28/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 08/13/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Chad Cody is the right advisor for you? Invested Better is here to help.
