Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chad? Claim Your ProfileChad Alder is a financial advisor who has been in the industry since June 2009. Chad is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Chad is licensed to provide investment advice and securities services in 53 states and the District of Columbia. Chad has a wide range of experience and expertise in the financial services industry. Chad offers a variety of financial services to individuals and families, including investment management, financial planning, and retirement planning. Chad specializes in providing advice to high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
05/09/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (Mesa AZ)
AZ
02/23/2011 - 12/01/2011
ALLSTATE FINANCIAL SERVICES, LLC (MESA AZ)
TX
10/12/2007 - 06/08/2010
CHASE INVESTMENT SERVICES CORP. (ROUND ROCK TX)
BOTH
Issued 06/11/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/25/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/27/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/24/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2012
Series 7 - General Securities Representative Examination
BC
Issued 10/11/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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