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Chad Alan Winger

Capfinancial Securities, LLC

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About Chad Alan Winger

Chad Alan Winger is a registered representative with Capfinancial Securities, LLC. Chad Winger has been in the securities industry since 2020 and is registered in North Carolina. Chad Alan Winger has passed the Series 7TO, Series 63, and SIE exams.

Firm Information

Chad Winger is currently registered with Capfinancial Securities, LLC. Capfinancial Securities, LLC is a Limited Liability Company formed on November 21, 2013. The firm is registered with the SEC and in all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

91

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Chad Winger’s Registration & Firm History

NC

08/28/2024 - Present

Capfinancial Securities, LLC (CHARLOTTE NC)

NC

03/11/2020 - 07/23/2024

VANGUARD MARKETING CORPORATION (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 05/18/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/11/2020

Series 7TO - General Securities Representative Examination

BC

Issued 01/31/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Chad Alan Winger.
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