Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chad? Claim Your ProfileChad Shaw is a financial advisor with Northwestern Mutual Investment Services, LLC. Chad has been working in the industry since 2011 and holds the Series 6, Series 7, and Series 63 licenses. Chad also holds the Certified Financial Planner designation. Chad is registered to offer securities in 29 states and is also registered as an investment advisor representative in California. Chad's current office location is in Irvine, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CA
07/15/2015 - Present
Northwestern Mutual Investment Services, LLC (Irvine CA)
BC
Issued 06/01/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2017
Series 7 - General Securities Representative Examination
BC
Issued 04/18/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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