Unclaimed
Cesare Pasquale is a registered representative with Deutsche Bank Securities Inc. Cesare Pasquale has been in the industry since September 7, 2006. Previously, Cesare Pasquale was registered with OLD CITY SECURITIES LLC, KJM SECURITIES, INC., J.P. MORGAN SECURITIES LLC, BARCLAYS CAPITAL INC. and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Cesare Pasquale holds the Series 63, Series 7 and SIE licenses and is registered in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
NY
11/15/2021 - Present
Deutsche Bank Securities Inc. (NEW YORK NY)
NY
02/21/2019 - 12/09/2021
OLD CITY SECURITIES LLC (NEW YORK NY)
NY
02/28/2017 - 04/20/2017
KJM SECURITIES, INC. (BRONXVILLE NY)
NY
12/23/2009 - 05/18/2015
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
03/24/2009 - 12/22/2009
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
11/05/2002 - 01/02/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 10/04/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/20/2017
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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