Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cesar? Claim Your ProfileCesar Roman is a registered representative with MGI Funds Distributors, LLC. He holds the Series 7TO and SIE licenses. Cesar has been in the industry since March 2024 and is currently located in Denver, Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CO
03/25/2024 - Present
MGI Funds Distributors, LLC (Denver CO)
BC
Issued 03/25/2024
Series 7TO - General Securities Representative Examination
BC
Issued 01/09/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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