Unclaimed
Cesar Ramos is a financial professional with over 23 years of experience in the securities industry. Cesar is currently registered with Acceptus Capital Corp. and Aegis Capital Corp.. Cesar has a broad range of experience, including time at Gunnallen Financial, Inc., Yankee Financial Group, Inc., Valley Forge Securities, Inc., Harvestons Securities, Inc., Baxter Banks & Smith, LTD., and Remington Securities Corp.. Cesar holds the Series 63, Series 24, SIE, and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/23/2021 - Present
Acceptus Capital Corp. (PORT WASHINGTON NY)
NY
02/09/2004 - 03/02/2010
GUNNALLEN FINANCIAL, INC (FARMINGDALE NY)
FL
02/12/2002 - 01/21/2003
GUNNALLEN FINANCIAL, INC (TAMPA FL)
NY
10/08/2001 - 02/07/2002
YANKEE FINANCIAL GROUP, INC. (MELVILLE NY)
PA
03/21/2001 - 10/16/2001
VALLEY FORGE SECURITIES, INC . (ROSEMONT PA)
CO
03/31/2000 - 11/06/2000
HARVESTONS SECURITIES, INC. (GREENWOOD VILLAGE CO)
FL
05/22/1998 - 03/21/2000
BAXTER BANKS & SMITH, LTD. (ST. PETERSBURG FL)
NY
03/27/1998 - 04/28/1998
REMINGTON SECURITIES CORP. (NEW YORK NY)
BC
Issued 06/08/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/20/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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