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Cesar Martin Castelo

Morgan Stanley

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About Cesar Martin Castelo

Cesar Castelo is a financial advisor in Tucson, Arizona. Cesar has been in the financial services industry since October 1993. Cesar is currently registered with Morgan Stanley and has been with the firm since November 2013. Cesar is also a registered representative with the firm and has been licensed in Texas since March 2020. Prior to joining Morgan Stanley, Cesar worked for J.P. Morgan Securities LLC, Chase Investment Services Corp., BANC ONE SECURITIES CORPORATION, WELLS FARGO INVESTMENTS, LLC, UNION CAPITAL COMPANY, SALOMON SMITH BARNEY INC., W.B. MCKEE SECURITIES, INC., PAINEWEBBER INCORPORATED, and FIRST AFFILIATED SECURITIES, INC.

Firm Information

Cesar Castelo is currently registered with Morgan Stanley. Morgan Stanley is a Limited Liability Company based in PURCHASE, NY, formed in 2009. They offer a wide range of advisory services, including financial planning, pension consulting, educational seminars, and selection of other advisors. Their client base includes individuals, high-net-worth individuals, investment clubs, corporations, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Morgan Stanley manages approximately $10 billion to $50 billion in assets. Their website addresses are HTTP://WWW.MORGANSTANLEYCLIENTSERV.COM and HTTP://WWW.MORGANSTANLEY.COM.
Morgan Stanley

2000 WESTCHESTER AVENUE

PURCHASE, NY 10577-2530

$1.40T

Assets Under Management

335,385

Total Clients

23,624

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

See schedule d miscellaneous

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Cesar Castelo’s Registration & Firm History

AZ

03/11/2020 - Present

Morgan Stanley (Tucson AZ)

AZ

10/01/2012 - 11/20/2013

J.P. MORGAN SECURITIES LLC (TUCSON AZ)

AZ

07/06/2005 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (TUCSON AZ)

IL

12/16/2004 - 07/06/2005

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

CA

01/13/2003 - 05/14/2004

WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)

AZ

09/21/2001 - 07/19/2002

UNION CAPITAL COMPANY (TUCSON AZ)

NY

10/17/1994 - 07/20/2001

SALOMON SMITH BARNEY INC. (NEW YORK NY)

AZ

07/07/1993 - 06/22/1994

W.B. MCKEE SECURITIES, INC. (SCOTTSDALE AZ)

NJ

04/07/1992 - 07/19/1993

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

CA

03/02/1992 - 03/23/1992

FIRST AFFILIATED SECURITIES, INC. (LA JOLLA CA)

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Licenses & Designations

BOTH

Issued 05/29/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/19/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/28/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 4 public disclosures for Cesar Martin Castelo. Review regulatory record here.
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