Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cesar? Claim Your ProfileCesar Oberio is a financial advisor at J.p. Morgan Securities LLC, with over 15 years of experience in the financial industry. Cesar is registered with FINRA and holds the Series 7 and Series 63 licenses. Cesar is currently based in Brookline, MA. Previously, Cesar was registered with Chase Investment Services Corp. in Glendale, AZ, and Ameriprise Financial Services, Inc. in Phoenix, AZ. Cesar has experience in various specializations including Investment advisory, Securities and Commodities Brokerage.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
MA
05/09/2013 - Present
J.p. Morgan Securities LLC (Brookline MA)
AZ
10/01/2012 - 01/04/2013
J.P. MORGAN SECURITIES LLC (GLENDALE AZ)
AZ
02/17/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (GLENDALE AZ)
AZ
07/24/2007 - 09/04/2008
CHASE INVESTMENT SERVICES CORP. (PHOENIX AZ)
AZ
03/22/2007 - 04/10/2007
AMERIPRISE FINANCIAL SERVICES, INC. (PHOENIX AZ)
BC
Issued 03/25/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Cesar Oberio is the right advisor for you? Invested Better is here to help.
