Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cesar? Claim Your ProfileCesar Lopez is a financial advisor with Osaic Wealth, Inc. Cesar has been in the financial industry since December 1992, and is registered with the state of California as well as with the Financial Industry Regulatory Authority (FINRA). Cesar has experience providing financial planning and portfolio management services to individuals, businesses, and pension plans. Prior to joining Osaic Wealth, Cesar worked at Woodbury Financial Services, Inc. and Questar Capital Corporation. Cesar holds the Series 7, 63 and 66 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
01/19/2024 - Present
Osaic Wealth, Inc. (ROSEVILLE CA)
CA
03/01/2019 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (ROSEVILLE CA)
CA
09/17/2012 - 03/01/2019
QUESTAR CAPITAL CORPORATION (ROSEVILLE CA)
CA
06/26/2003 - 10/10/2012
WOODBURY FINANCIAL SERVICES, INC. (ROSEVILLE CA)
CA
02/02/1998 - 06/27/2003
WM FINANCIAL SERVICES, INC. (IRVINE CA)
CA
11/03/1993 - 05/01/1998
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
MN
10/05/1992 - 09/03/1993
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
10/05/1992 - 09/03/1993
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 04/03/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/04/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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