Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cesar? Claim Your ProfileCesar Benjamin Soria is a financial advisor registered with Morgan Stanley and is actively working in the financial industry since August 9, 2001. Cesar has previously worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Financial Services Inc., Wells Fargo Advisors, LLC, Citigroup Global Markets Inc., NationsBanc Investments, Inc. and Barnett Investments, Inc. Cesar has a strong track record of success in the financial services industry, having earned numerous certifications and licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
05/07/2021 - Present
Morgan Stanley (Fort Lauderdale FL)
FL
03/13/2019 - 05/11/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FORT LAUDERDALE FL)
FL
05/17/2011 - 02/15/2019
UBS FINANCIAL SERVICES INC. (FT. LAUDERDALE FL)
FL
03/26/2008 - 01/06/2010
WELLS FARGO ADVISORS, LLC (CORAL SPRINGS FL)
FL
03/23/2007 - 11/12/2007
CITIGROUP GLOBAL MARKETS INC. (FT. LAUDERDALE FL)
NY
10/07/1998 - 05/27/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MA
04/01/1998 - 06/30/1998
NATIONSBANC INVESTMENTS, INC. (BOSTON MA)
FL
09/26/1997 - 04/01/1998
BARNETT INVESTMENTS, INC. (JACKSONVILLE FL)
IA
Issued 07/11/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/26/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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